Licensed activities

Licensed activities

For the provision of financial services subject to licensing, the respective regulatory authorities require the substance and equipment of certain functions. This mainly applies to the areas of risk and compliance. Often a complex and cost-intensive undertaking, especially for smaller and medium-sized asset managers.  We are happy to assist you here – with an outsourcing solution you remain flexible and cost-efficient.

> Risk & Compliance Outsourcing

We offer a range of solution-oriented approaches to Compliance & Risk Outsourcing. As compliance and risk officers accredited to the respective regulatory authorities, we accept mandates in the context of outsourcing so that you can focus on your essential tasks

> Compliance Solutions

We support you in setting up and maintaining a functional and efficient compliance management system that meets the regulatory requirements of your respective supervisory authority and is audit-proof.

> Global Distributor

The global distributor controls and monitors the entire distribution of a product. Find out why this could be an interesting opportunity for you and how we can support you in this process in our information sheet.

> Liability umbrella

Gain access to the European market with the liability umbrella or simply implement your own marketing goals. We will show you which options are available to you and how we can support you.

> Advisory

Keep control of your portfolios without getting a portfolio manager license. We show you how a liability umbrella solution can help you do this.

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